Training on Treasury Compliance, Controls and Internal Audit
Course Overview
Treasury operations are critical to organizational financial stability, encompassing cash management, investments, payments, and risk oversight. As global financial environments become more complex, robust compliance, internal controls, and treasury audits are essential to prevent fraud, errors, regulatory breaches, and operational inefficiencies.
This 5-day course provides participants with practical frameworks and tools to strengthen treasury governance. Training covers compliance standards, risk assessment, control design, audit planning, monitoring of liquidity and investment activities, payment controls, and reporting procedures. Participants will also explore international best practices and standards for treasury internal audits.
Through case studies, hands-on exercises, and scenario-based discussions, participants will learn to implement effective treasury control frameworks, conduct audits, detect irregularities, and ensure compliance with corporate policies and regulatory requirements. By the end of the program, participants will be capable of safeguarding treasury operations and enhancing financial governance.
Duration
5 Days
Who Should Attend
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Treasury and finance managers
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Internal auditors and compliance officers
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Risk management professionals
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Accountants and controllers
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Senior managers responsible for governance and oversight
Course Impact
Organizational Impact
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Stronger treasury compliance and risk control frameworks
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Reduced exposure to financial and operational risks
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Enhanced audit readiness and regulatory compliance
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Improved investor and donor confidence
Personal Impact
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Skills to identify treasury risks and implement effective controls
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Knowledge of internal audit practices in treasury operations
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Ability to align treasury activities with compliance frameworks
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Practical expertise in fraud detection and prevention
Course Objectives
By the end of the training, participants will be able to:
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Understand the role of compliance and controls in treasury functions.
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Implement effective internal control frameworks for treasury operations.
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Apply best practices in treasury internal audit.
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Detect and mitigate treasury-related fraud and irregularities.
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Strengthen compliance with international standards and regulations.
Course Outline
Module 1: Treasury Risks & Compliance Foundations
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Key treasury functions and risk exposures
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Regulatory environment (Basel III, AML, KYC, IFRS relevance)
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Role of compliance in safeguarding treasury operations
Module 2: Internal Controls for Treasury Operations
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Designing effective treasury control frameworks (COSO, COBIT)
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Segregation of duties and control mapping
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Case study: Internal controls in multinational treasury
Module 3: Treasury Compliance Frameworks & Reporting
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Developing treasury policies and compliance procedures
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Monitoring tools and compliance dashboards
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Preparing audit-ready compliance reports
Module 4: Internal Audit & Fraud Prevention in Treasury
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Internal audit process for treasury activities (planning to reporting)
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Red flags in treasury fraud & practical fraud detection tools
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Case study: Treasury fraud lessons learned
Module 5: Digital Treasury Controls & Compliance Culture
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Treasury management systems (TMS) and automation in compliance
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Cybersecurity risks in digital treasury operations
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Building ethics, accountability, and compliance culture
Prerequisites
Course Administration and Investment
Whether you join us in a physical boardroom or through our virtual campus, we’ve designed every administrative detail for a seamless, professional experience.
Our fees are all inclusive during course hours.
- Covered: High level tuition, comprehensive materials (digital + physical), mid morning and afternoon refreshments, a full executive lunch, and any scheduled study visits or site tours.
- Not covered: Travel, visa fees, medical/travel insurance, personal expenses, and accommodation.
From registration to the classroom, we keep things clear and efficient.
- Registration: Find your preferred schedule, click “Register,” complete the form, and submit. Need help? Talk to us directly.
- Pre Course Assessment: After registering, you’ll receive a diagnostic survey to help facilitators tailor content to your needs.
- Joining Instructions: Once fees are paid, you’ll receive a Delegate Welcome Pack at least 7 days before the start date (venue maps, virtual access links, and pre reading materials).
We provide premium environments optimized for adult learning and networking.
- Physical Venues: Premium 4 star and 5 star executive boardrooms across our global host cities, with high tier catering.
- Virtual Instructor Led Training (VILT): High definition, interactive platforms featuring breakout rooms, digital whiteboards, and live technical support.
- NITA and Regulatory Compliance: Administrative processes align with national training authorities.
You’ll leave with tools that extend the course value far beyond the final day.
- ForElite Learner Kit: A physical or digital course manual, proprietary templates, and a curated toolkit of industry standard SOPs.
- On Site / In App Support: Dedicated course coordinators handle technical, dietary, or logistical inquiries in real time.
We validate your commitment to excellence with internationally recognized credentials.
- Attendance Tracking: Rigorous daily logging to meet corporate and regulatory accreditation requirements.
- Verifiable Credentials: Upon successful completion, you receive a certificate of course completion.
Our relationship with you doesn’t end when the course closes.
- Feedback & ROI Reporting: Detailed post course evaluations to give sponsors clear insight into training impact.
- Alumni Network Access: Every delegate joins the ForElite Alumni Network for ongoing peer to peer learning and exclusive webinars.
When is the next intake?
UpdatedWe offer customized training solutions tailored to your organization's specific needs (location, dates, content and team size).
Talk to us and we’ll guide you on the best schedule and format for your team.
Training Methodology
We turn knowledge into results. Using our P.E.A.K. Framework (Prepare, Engage, Apply, Know), every participant leaves with practical skills they can use immediately.
Proven Impact
In the last 12 months, over 1,200 professionals have applied the P.E.A.K. Framework to reduce onboarding time by an average of 30% and accelerate project delivery across 14 industries.
The outcome: Participants don’t just learn. They gain the tools, confidence, and strategy to drive measurable impact.
Tailor-Made Training and Customization
Off-the-shelf solutions rarely fit perfectly. At ForElite Training Institute, we built our Tailor-Made Training (TMT) service to embed our expertise directly into your unique strategy, culture, and operations.
We replace generic examples with scenarios from your sector (e.g., public sector, NGOs, financial services, or logistics).
Choose a format that fits your operations: intensive 3 day bootcamps or weekly sessions that minimize work disruption.
We teach directly from your actual templates, brand guidelines, or financial reports.
Host your bespoke training in any of our 21+ global cities, or we'll send facilitators to your office anywhere in the world.
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About Us
ForElite Training Institute is a global institutional capacity-building and EdTech partner that empowers organizations and professionals with transformative, high-impact learning.